证券交易金融术语中英对照

安全港 safe harbor

按揭贷款发放者 mortgage loan originator 按揭贷款基准组合 benchmark mortgage pool 按揭证券 mortgage-backed securities 按金 margin

按金比例 margin ratio 按金对销 margin offset 按金间距 margin interval 按金减免 margin relief 按金交易 margin trading 按盘价 nominal price

按市价计值/按市值计价 mark to market / mark-to-market 暗池交易*；黑池交易 dark pool 暗盘价 grey market price

澳洲证券及投资监察委员会（澳洲证监会） Australian Securities and Investments Commission (ASIC)

澳洲证券交易所 Australian Stock Exchange (ASX) 巴塞尔协定 Basel Concordat 巴塞尔协议 Basel Agreement

巴塞尔银行监管委员会(巴塞尔委员会) Basel Committee on Banking Supervision (Basel Committee)

巴西证券期货交易所 BM&FBovespa

办公室后勤/后勤运作系统 back-office system 办公室前线系统 front-office system 包销 underwrite

包销承担净值 net underwriting commitment 包销商 underwriter

包销银团 underwriting syndicate

保本产品 capital preservation product 保本信托基金 guaranteed unit trust

保本证 Capital Protected Instrument (CPI) 保单贴现 viatical settlements 保管人 custodian

「保护偿付」规则 [期权] Payout-Protection Rule [options] 保荐经纪 sponsoring broker 保荐人 sponsor

《保荐人标准守则》 Model Code for Sponsors

《保荐人及独立财务顾问的操守准则》 Code of Conduct for Sponsors and Independent Financial Advisers

《保荐人声明》 Sponsor’s Declaration 保留意见 qualified opinion

保险业监理处 Office of the Commissioner of Insurance 保险业监理专员 Commissioner of Insurance 保障安排 security arrangement

《保障投资者条例》 Protection of Investors Ordinance 保证 warranty

保证基金 Guarantee Fund 保证金 margin

保证金保险范围比率 margin coverage ratio 保证金价值 margin value

保证金借贷活动 margin financing 保证金客户 margin client 保证金融资 margin financing

保证金证券交易户口 Margin Securities Trading Account 保证人 guarantor

保值公债 [中国内地] Public Debt (Inflation-Linked Subsidy) Treasury [Mainland China] 报价 quote

报价规则 quotation rules 报价券商* quotation broker 报价委托* quotation order

报价系统 [期货] Price Reporting System (PRS) [futures] 报价要求 quote request; request for quote (RFQ) 北京产权交易所 China Beijing Equity Exchange

北京金融资产交易所 Beijing Financial Assets Exchange 备抵 [会计] allowance [accounting] 备兑期权 covered option 备兑权证 covered warrant 备兑认购期权 covered call 备考报表 pro forma statement

备考全面摊薄市盈率 pro forma fully diluted price/earnings ratio 被动受托人 bare trustee

被视为截止过户日期 deemed book close date 本地伦敦金 Loco-London gold

本地生产总值 gross domestic product (GDP) 比例综合法 proportionate consolidation method 闭端式基金 closed-end fund 避税 tax avoidance 边远值 outliers 贬值 depreciation

变换交易 [期权] conversion [options] 变价调整 variation adjustment 变现 realisation

标的证券*；指定证券 designated securities 标准差 standard deviation

标准登记服务 standard registration service 标准合约 standard contract

标准会计准则 standard accounting practice

标准普尔500 综合指数预托证券 Standard & Poor's Depositary Receipt (SPDR)

标准普尔评级 Standard & Poor's Rating

标准普尔/香港交易所创业板指数 S&P/HKEx GEM

标准普尔/香港交易所大型股指数 S&P/HKEx LargeCap

标准普尔/香港交易所小型股50 指数 S&P/HKEx SmallCap 50 标准普尔/香港交易所中型股25 指数 S&P/HKEx MidCap 25 标准普尔/香港交易所综合指数 S&P/HKEx Composite 标准授权书 Model Authorisation Letter

标准组合风险分析 Standard Portfolio Analysis of Risk (SPAN) 标准组合交易功能 standard combination trading function 标准组合买卖盘挂盘纪录 Standard Combination Order Book 并购活动 mergers and acquisitions 并行买卖 parallel trading 拨备 provision 拨款 appropriation 波幅；波动性* volatility

波幅校验范围 Volatility Scan Range (VSR) 波幅指数 volatility index

播送量 [市场数据] throughput [market data] 驳脚经纪 runner

「柏力克－舒尔斯」期权定价模式 Black-Scholes option pricing model 补仓按金 [期货] maintenance margin [futures] 补仓通知 margin call

补充/增补上市文件 supplemental/supplementary listing document 补发证书服务 certificate replacement service 补购 buy in

补购交易 buy-in transaction 不当行为 misconduct

不定额供款 variable contribution 不动户口费 dormant account fee 不动盘 inactive order

不公平竞争 uneven playing field [cf level playing field] 「不公平损害」补救 \不活跃公司 dormant company

不记名式国库券 [中国内地] Bearer Treasury [Mainland China] 不记名证券 bearer securities

不交收远期外汇合约；不交割远期外汇合约* non-deliverable forward contract (NDF)

不可抗力 force majeure

不能配对买卖盘 order imbalance

不派息欧式认购期权 non-dividend paying European call option 不派息欧式认沽期权 non-dividend paying European put option

不停电电源装置；不间断电源装置 uninterrupted power supply (UPS)

不限量发行 tap issue

部分区域网络 Local Area Network (LAN) 部分完成的买卖指示 partially filled order

财经市场发展专责小组 The Financial Market Development Task Force 财务报表审阅计划 Financial Statements Review Programme 财务风险 financial risk; financial exposure 财务顾问 financial adviser

财务汇报；财务申报 financial reporting

财务汇报检讨委员会 Financial Reporting Review Committee (FRRC); Financial Reporting Review Panel

财务汇报局 The Financial Reporting Council (FRC) 财务监管 financial regulation

财务通融 financial accommodation 财务业绩 financial results

财务摘要报告 summary financial report 财务租赁 financial lease

财政部 [中国内地] Ministry of Finance [Mainland China] 财政股东 financial shareholder 财政健全 financial integrity 财政年度 financial year

财政资源规则 financial resources rules 财资企业集团 financial conglomerate

财资市场公会 Treasury Markets Association 参考 …… 此处隐藏：2055字，全部文档内容请下载后查看。喜欢就下载吧 ……